Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan M Blackburn | 816727 | 1 | 09/06/1995 | Customer Dispute | Settled | $297,084.00 | $0.00 | See FINRA Report |
| Kenny Scott Hoover | 3157449 | 2 | 08/25/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raul Alberto Delaguardia | 1170174 | 2 | 08/21/1995 | Customer Dispute | Award / Judgment | $0.00 | $31,400.00 | See FINRA Report |
| Scott Cole Discount | 2451347 | 2 | 08/21/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin C Yu | 5263336 | 1 | 08/10/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Gavin Metts | 851419 | 3 | 08/09/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jorge Alejandro Calleja | 3141733 | 4 | 08/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul L Minella | 2225954 | 1 | 08/04/1995 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Stephen M Parlier | 1616907 | 2 | 07/26/1995 | Customer Dispute | Settled | $56,264.70 | $0.00 | See FINRA Report |
| Thomas Michael Batson | 1345806 | 1 | 07/20/1995 | Customer Dispute | Settled | $33,781.00 | $0.00 | See FINRA Report |