Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Ray Small | 2320679 | 1 | 12/12/1995 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Robert Murrah Wills | 4378566 | 2 | 12/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Scott Sharp | 1133803 | 1 | 12/05/1995 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |
| Jesse Walton | 4219527 | 3 | 12/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Whittemore | 2098038 | 1 | 11/30/1995 | Customer Dispute | Settled | $17,927.30 | $0.00 | See FINRA Report |
| Richard Lloyd Goldman | 1832076 | 4 | 11/26/1995 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Shih-Hua Liu | 1659408 | 6 | 11/24/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Kokjohn | 4341290 | 1 | 11/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Turner Dickey | 1646826 | 1 | 11/13/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason David Bernstein | 1762286 | 5 | 11/07/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |