Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Stewart Small | 1148738 | 4 | 02/12/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 02/08/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Robert Tiefenthaler | 1242898 | 2 | 02/05/1996 | Customer Dispute | Settled | $33,607.00 | $0.00 | See FINRA Report |
| Darlene Lesch-Palmer | 1240330 | 5 | 01/30/1996 | Customer Dispute | Award / Judgment | $41,000.00 | $6,500.00 | See FINRA Report |
| Norman Joseph Killop | 2079787 | 5 | 01/26/1996 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| David Randall Lehnertz | 2287146 | 2 | 01/09/1996 | Customer Dispute | Settled | $58,735.90 | $0.00 | See FINRA Report |
| Timothy Stephen Hester | 1983782 | 2 | 01/01/1996 | Customer Dispute | Award / Judgment | $7,816.00 | $7,800.00 | See FINRA Report |
| Randy James Landry | 1984234 | 4 | 12/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Gary Fernandez | 1187299 | 2 | 12/13/1995 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Robert Elliott Dunlap | 1341879 | 7 | 12/13/1995 | Customer Dispute | Settled | $19,500.00 | $0.00 | See FINRA Report |