Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica A Reeder | 7847090 | 2 | 11/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryce A Metzger | 6701229 | 1 | 11/20/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christine Musso Kuhn | 4517816 | 5 | 11/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sibyl Woo | 6848719 | 1 | 11/06/2020 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Shu Mei Yu | 4585730 | 1 | 11/05/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Anthony Genco | 4424757 | 1 | 11/03/2020 | Customer Dispute | Settled | $5,162,450.00 | $0.00 | See FINRA Report |
| Michael John Wagner | 4465334 | 3 | 11/03/2020 | Customer Dispute | Settled | $5,162,450.00 | $0.00 | See FINRA Report |
| Tyler J Migdat | 6771675 | 7 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Cassidy | 5440291 | 1 | 10/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Musso Kuhn | 4517816 | 5 | 10/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |