Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David B Switzer | 3227942 | 1 | 04/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Ross Searcy | 2264199 | 5 | 04/01/1996 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Robert Michael Johnston | 4181732 | 1 | 03/31/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Victor Mancini | 1259107 | 1 | 03/28/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Gerard Finizio | 1273682 | 2 | 03/21/1996 | Customer Dispute | Award / Judgment | $38,000.00 | $18,343.00 | See FINRA Report |
| Randy L Dombrowski | 1284223 | 3 | 03/19/1996 | Customer Dispute | Settled | $237,000.00 | $0.00 | See FINRA Report |
| Stacey J Grundy | 7506041 | 1 | 03/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Fred Cornett | 1188591 | 4 | 02/23/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jefferson Williams Rogers | 2683449 | 5 | 02/22/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Leonard Cerasia | 43841 | 2 | 02/12/1996 | Customer Dispute | Settled | $523,000.00 | $0.00 | See FINRA Report |