Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian P Burke | 4581696 | 1 | 05/03/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Paul Eric Pickard | 3104807 | 2 | 05/02/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Brent Crandal | 826743 | 4 | 04/25/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jefferson Williams Rogers | 2683449 | 5 | 04/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 04/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David John Lehrer | 1015128 | 2 | 04/19/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Markey | 1037807 | 1 | 04/18/1996 | Customer Dispute | Settled | $322,004.00 | $0.00 | See FINRA Report |
| Scott Edward O'Dell | 2314217 | 4 | 04/15/1996 | Customer Dispute | Award / Judgment | $138,000.00 | $100,000.00 | See FINRA Report |
| Richard Joseph Conway | 52858 | 2 | 04/12/1996 | Customer Dispute | Award / Judgment | $24,000.00 | $10,983.00 | See FINRA Report |
| Michael Gavin Metts | 851419 | 3 | 04/09/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |