Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris Allen Hudson | 2517201 | 2 | 09/20/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David John Hage | 2262359 | 1 | 09/03/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrea Gould Schwarz | 1325705 | 3 | 08/23/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 08/21/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Andrew Lazzara | 2997992 | 1 | 08/19/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Greg Kronitz | 1286544 | 1 | 08/12/1996 | Customer Dispute | Award / Judgment | $3,732.50 | $5,045.00 | See FINRA Report |
| Todd Weston Acuff | 2377572 | 1 | 08/12/1996 | Customer Dispute | Award / Judgment | $254,600.00 | $4,500.00 | See FINRA Report |
| Kathleen M Carroll | 2546839 | 4 | 08/06/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erick Eugene Gabler | 1597381 | 1 | 08/04/1996 | Customer Dispute | Award / Judgment | $0.00 | $2,562,740.00 | See FINRA Report |
| Joseph Luis Duarte | 2247008 | 2 | 07/31/1996 | Customer Dispute | Award / Judgment | $23,768.00 | $17,000.00 | See FINRA Report |