Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Darren Hadden | 4238683 | 1 | 11/08/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Wayne Alderman | 2466598 | 4 | 11/05/1996 | Customer Dispute | Award / Judgment | $26,263.00 | $14,000.00 | See FINRA Report |
| Shane Oshea Scott Mulron | 2709497 | 1 | 11/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Leland Barlow | 1518250 | 1 | 10/21/1996 | Customer Dispute | Award / Judgment | $40,343.50 | $2,500.00 | See FINRA Report |
| Norman Thorn Robertson | 1121726 | 2 | 10/18/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jefferson Williams Rogers | 2683449 | 5 | 10/16/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 10/16/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clyde Edward Augmon | 5833245 | 1 | 10/15/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Bubnis | 34133 | 3 | 10/09/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Gary Fernandez | 1187299 | 2 | 10/08/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |