Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Guggenheim | 231689 | 2 | 01/06/1997 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Christopher Hagopian | 2885852 | 2 | 12/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Jay Gould | 5214782 | 1 | 12/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Caruso | 1816452 | 3 | 12/20/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arnold Schwartz | 502377 | 4 | 12/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ben Baker Cravens | 1008854 | 1 | 12/11/1996 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Raffi Robert Vartanian | 2261085 | 3 | 12/10/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Hall Seabron | 735565 | 3 | 12/06/1996 | Customer Dispute | Award / Judgment | $1,645.06 | $1,650.00 | See FINRA Report |
| Ayman Hanna | 2599957 | 1 | 11/23/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Paul Maraldo | 1526439 | 1 | 11/11/1996 | Customer Dispute | Settled | $72,405.00 | $0.00 | See FINRA Report |