Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Jay Solomon | 1060442 | 6 | 04/09/1997 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael Harry Douvadjian | 1506869 | 4 | 03/19/1997 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Christopher Todd Porter | 870105 | 1 | 03/04/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Scott Brian Austin | 2265652 | 1 | 02/24/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barry M Cohen | 2965213 | 3 | 02/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Lloyd Goldman | 1832076 | 4 | 01/31/1997 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John Oliver Norwood | 1472851 | 3 | 01/29/1997 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Henry Christopher Dodson | 2333159 | 2 | 01/17/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Donald Askew | 1645006 | 1 | 01/14/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randy Scott Friedlander | 1620288 | 1 | 01/13/1997 | Customer Dispute | Settled | $20,702.30 | $0.00 | See FINRA Report |