Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Scott Hanoyan | 1578450 | 3 | 07/21/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Jay Langer | 302027 | 3 | 07/03/1997 | Customer Dispute | Settled | $84,750.00 | $0.00 | See FINRA Report |
| Richard Scott Grodin | 4552741 | 1 | 06/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John William Corbett | 1839595 | 1 | 06/20/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Jacobs | 1363042 | 1 | 06/05/1997 | Customer Dispute | Settled | $281,583.00 | $0.00 | See FINRA Report |
| Robert Elliott Dunlap | 1341879 | 7 | 05/21/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Randall Geraghty | 1028353 | 4 | 05/19/1997 | Customer Dispute | Award / Judgment | $0.00 | $170,000.00 | See FINRA Report |
| David Carlton Grove | 1146249 | 1 | 05/13/1997 | Customer Dispute | Award / Judgment | $1,283,480.00 | $39,000.00 | See FINRA Report |
| David Paul Bushman | 1054611 | 3 | 05/12/1997 | Customer Dispute | Settled | $193,070.00 | $0.00 | See FINRA Report |
| Nancy Rae Wickham | 2236960 | 4 | 04/18/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |