Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Frederick O'Sullivan | 1710297 | 4 | 09/05/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Chin Won | 1497023 | 4 | 09/03/1997 | Customer Dispute | Closed-No Action | $27,768.10 | $0.00 | See FINRA Report |
| John Robert Cook | 1894803 | 3 | 08/26/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Landon Livingston | 4918588 | 2 | 08/19/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Paul Scrivner | 2377763 | 1 | 08/12/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Lloyd Goldman | 1832076 | 4 | 08/08/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Christopher Dodson | 2333159 | 2 | 08/04/1997 | Customer Dispute | Settled | $83,155.00 | $0.00 | See FINRA Report |
| Jaclyn Diane Andrews | 6655495 | 8 | 08/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Andrew Marcus | 1830810 | 4 | 07/30/1997 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| David Walter Fenning | 1005307 | 5 | 07/23/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |