Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Landon Livingston | 4918588 | 2 | 10/17/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Hauer Green | 2326212 | 1 | 10/14/1997 | Customer Dispute | Settled | $12,054.00 | $0.00 | See FINRA Report |
| Michael Eugene Stanfield | 2274141 | 1 | 10/13/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jeff Wayne Branch | 2564744 | 1 | 10/06/1997 | Customer Dispute | Settled | $482,762.00 | $0.00 | See FINRA Report |
| Edward Richard Plachter | 1557830 | 3 | 10/02/1997 | Customer Dispute | Award / Judgment | $300,000.00 | $75,000.00 | See FINRA Report |
| Geoffrey Scott Paul | 1034573 | 3 | 09/29/1997 | Customer Dispute | Award / Judgment | $142,000.00 | $147,000.00 | See FINRA Report |
| Michael Rudolph Glovas | 1545394 | 4 | 09/18/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Leblanc | 2840129 | 2 | 09/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Howard Davis | 1264575 | 6 | 09/08/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Richard Mc Namara | 1579103 | 7 | 09/05/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |