Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Harry Douvadjian | 1506869 | 4 | 12/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick O'Brien | 6508790 | 1 | 12/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hyrum M Allred | 7789583 | 1 | 12/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Knox Parker | 5153651 | 1 | 12/08/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jenna Lynne Ball | 5349661 | 1 | 12/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Anne Caumeil | 4637643 | 1 | 12/07/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Dunmore Cutler | 1002839 | 1 | 12/05/2020 | Customer Dispute | Denied | $18,775.20 | $0.00 | See FINRA Report |
| Cesar I Limones | 7062528 | 3 | 11/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David William Jack | 2415526 | 11 | 11/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 11/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |