Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Alexander Seidler | 1009894 | 1 | 12/01/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Roberts | 2229636 | 3 | 12/01/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Scott Fleming | 1692432 | 3 | 11/30/1997 | Customer Dispute | Settled | $17,220.00 | $0.00 | See FINRA Report |
| Michael Conrad Zid | 1488254 | 1 | 11/28/1997 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Thomas John Meltzer | 1938951 | 2 | 11/26/1997 | Customer Dispute | Settled | $108,000.00 | $0.00 | See FINRA Report |
| Laura Lee Kuechler | 1037194 | 2 | 11/26/1997 | Customer Dispute | Award / Judgment | $5,603.78 | $4,242.75 | See FINRA Report |
| Lloyd Bernard Iden | 2448279 | 2 | 11/26/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Drew Randall Pickard | 2387742 | 5 | 11/24/1997 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 11/21/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kal Viljo Jamsa | 703604 | 3 | 11/20/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |