Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Robert Napoleon | 1493708 | 5 | 12/23/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Manuel Antonio Rivero | 1902455 | 3 | 12/22/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bryan Keith Banning | 1398012 | 3 | 12/16/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Thomas Flacco | 1403768 | 7 | 12/16/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Philip David Poole | 5460077 | 1 | 12/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Allan Behnfield | 840887 | 2 | 12/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Sharon Roberts | 842339 | 2 | 12/09/1997 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Donald Ira Levy | 1110297 | 3 | 12/08/1997 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Eric Todd Hokanson | 1952814 | 1 | 12/08/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Joseph Laezza | 1322673 | 1 | 12/06/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |