Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Antonio Rivero | 1902455 | 3 | 01/15/1998 | Customer Dispute | Award / Judgment | $17,126.50 | $17,126.00 | See FINRA Report |
| James Ray Cotto | 1663495 | 7 | 01/06/1998 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Stephen Kepchar | 268212 | 5 | 01/05/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Hess Forbes | 818699 | 2 | 01/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lori E Slater | 2478691 | 4 | 01/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William John Demartino | 2264262 | 1 | 01/01/1998 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| David William Schrager | 2312309 | 1 | 12/30/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph O'Daniel | 2512163 | 2 | 12/26/1997 | Customer Dispute | Denied | $27,254.20 | $0.00 | See FINRA Report |
| Greg Scott Alban | 1868387 | 2 | 12/26/1997 | Customer Dispute | Denied | $82,000.00 | $0.00 | See FINRA Report |
| Abbas Baqueri | 1666788 | 3 | 12/23/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |