Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Edmond Waselewsky | 5329359 | 1 | 02/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Anthony van Someren | 4344530 | 1 | 02/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Victor Grasso | 4842972 | 2 | 02/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathryn A Castelli | 1731070 | 2 | 02/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dominick E Granati | 4068587 | 1 | 02/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Sherrill | 1261298 | 5 | 02/09/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence S Miller | 1016147 | 2 | 02/05/1998 | Customer Dispute | Denied | $7,378.33 | $0.00 | See FINRA Report |
| Thomas Clarke Octigan | 350953 | 3 | 01/26/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard J Rosu-Myles | 2764308 | 1 | 01/20/1998 | Customer Dispute | Settled | $202.00 | $0.00 | See FINRA Report |
| Keith Francis Pinsoneault | 805050 | 2 | 01/16/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |