Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas J Lindia | 3270412 | 1 | 03/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter D Tikalsky | 2190644 | 2 | 03/06/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Spedale | 1214595 | 2 | 03/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James E Lacamp | 1385171 | 4 | 02/27/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wlodek Bugajski | 2467210 | 1 | 02/26/1998 | Customer Dispute | Denied | $10,750.00 | $0.00 | See FINRA Report |
| Albert Dishner | 1912362 | 5 | 02/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sandy Lee Devich | 2908331 | 1 | 02/24/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tate Lindsey | 1051493 | 2 | 02/19/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lloyd Barry Cohen | 1500621 | 2 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allen Jay Liebb | 1273699 | 1 | 02/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |