Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Judy L Eig | 2695814 | 2 | 04/15/1998 | Customer Dispute | Closed-No Action | $9,200.00 | $0.00 | See FINRA Report |
| Neil Stern | 2647079 | 1 | 04/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Louis Frankel | 859803 | 2 | 04/07/1998 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Virginia Mae Wasser | 867542 | 1 | 03/31/1998 | Customer Dispute | Denied | $17,364.80 | $0.00 | See FINRA Report |
| Michael Edward Rulison | 407131 | 5 | 03/31/1998 | Customer Dispute | Closed-No Action | $27,519.00 | $0.00 | See FINRA Report |
| Frank Alan Siegal | 1523973 | 1 | 03/30/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jayme Taylor Califano | 4544790 | 1 | 03/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Constantine Koukos | 2118416 | 2 | 03/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Elliott Brehne | 1977923 | 2 | 03/20/1998 | Customer Dispute | Denied | $23,500.00 | $0.00 | See FINRA Report |
| Robert Armand Fullerton | 2221780 | 2 | 03/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |