Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Bernard Coyne | 730361 | 2 | 05/05/1998 | Customer Dispute | Denied | $19,441.50 | $0.00 | See FINRA Report |
| Sean Richardson York | 1474799 | 1 | 05/04/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Craig Mahoney | 4650525 | 1 | 05/03/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Roy Albanese | 2106474 | 1 | 05/01/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Darren Andrew Wald | 2592911 | 4 | 04/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Edward Wachtel | 1723958 | 5 | 04/23/1998 | Customer Dispute | Award / Judgment | $50,000.00 | $43,990.00 | See FINRA Report |
| Jeff S Mash | 1296714 | 11 | 04/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Jay Boudreau | 702543 | 2 | 04/22/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Alaway Kramer | 719339 | 1 | 04/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Arthur Bohner | 2346963 | 1 | 04/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |