Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Douglas Westmoreland | 1847048 | 2 | 05/26/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sean McDermott | 2128984 | 1 | 05/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael M Darley | 3177465 | 2 | 05/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Steven Minniti | 1635984 | 1 | 05/11/1998 | Customer Dispute | Settled | $39,750.00 | $0.00 | See FINRA Report |
| George Ralph Smith | 2250801 | 2 | 05/07/1998 | Customer Dispute | Denied | $80,000,000.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 05/07/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Luis Duarte | 2247008 | 2 | 05/07/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |