Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marshall Maximilian Grant | 2138912 | 2 | 07/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Allen Leister | 4032926 | 2 | 07/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Emery Tibor Nyilas | 2410242 | 2 | 06/30/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Joseph Mark Silverman | 424091 | 5 | 06/26/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kenneth Andrew Marcus | 1830810 | 4 | 06/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wing Chin | 816695 | 1 | 06/19/1998 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Kathleen M Carroll | 2546839 | 4 | 06/12/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Michael Goodwin | 2085809 | 6 | 06/12/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Thomas McDermott | 4136866 | 3 | 06/05/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Turnock | 2610475 | 1 | 06/03/1998 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |