Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Sean Keller | 2437118 | 3 | 08/11/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kerry John Beyer | 1405590 | 1 | 08/10/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Cassa | 2575236 | 2 | 08/05/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrea Gould Schwarz | 1325705 | 3 | 08/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert James Manning | 1751773 | 2 | 07/28/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| J Patrick Kelly | 858405 | 1 | 07/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Emerson Morrison | 1991304 | 1 | 07/21/1998 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Mary Colleen Wright | 1023579 | 2 | 07/20/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fredric Stephen Bayles | 1220187 | 2 | 07/14/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Zwilling | 5018690 | 2 | 07/09/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |