Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Leslie Addison | 2155914 | 2 | 09/25/1998 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Steven Michael Coplin | 1999548 | 2 | 09/25/1998 | Customer Dispute | Denied | $17,230.20 | $0.00 | See FINRA Report |
| John F Gorman | 2661129 | 1 | 09/24/1998 | Customer Dispute | Settled | $53,285.50 | $0.00 | See FINRA Report |
| Robert Alan Harmelin | 237238 | 2 | 09/21/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| John Thomas Shadden | 1898402 | 1 | 09/20/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincenzo Costanzo | 2034704 | 4 | 09/16/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Walter Josef Tuer | 2098245 | 3 | 09/15/1998 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Zachary Dale Kelson | 6751963 | 2 | 09/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Cole | 1189647 | 1 | 09/11/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lori E Slater | 2478691 | 4 | 09/09/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |