Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Paul MacMullan | 2743824 | 1 | 10/19/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Andrew Weiss | 1915252 | 3 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Louis Frankel | 859803 | 2 | 10/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Rooney | 2015826 | 2 | 10/16/1998 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Friday | 1155086 | 4 | 10/14/1998 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Robert Weilt Sitton | 722902 | 3 | 10/14/1998 | Customer Dispute | Award / Judgment | $800,000.00 | $62,500.00 | See FINRA Report |
| Michael Christopher Brewer | 2499488 | 1 | 10/13/1998 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Dennis Ford Cavender | 867388 | 1 | 10/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy Anthony Griepp | 2074991 | 1 | 10/01/1998 | Customer Dispute | Settled | $160,352.00 | $0.00 | See FINRA Report |
| Darren Andrew Wald | 2592911 | 4 | 10/01/1998 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |