Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Richard Patterson | 1542843 | 3 | 11/18/1998 | Customer Dispute | Settled | $15,740.00 | $0.00 | See FINRA Report |
| Lawrence Jay Solomon | 1060442 | 6 | 11/16/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Lynne Dello Russo | 3040160 | 2 | 11/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Lamar Clark | 2064968 | 3 | 11/15/1998 | Customer Dispute | Settled | $86,000.00 | $0.00 | See FINRA Report |
| Martin Richard Bank | 2425369 | 2 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Seth Lawrence Hart | 2287054 | 6 | 11/10/1998 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Gary Jay Bronheim | 1121778 | 1 | 11/09/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| James Polonsky | 2242468 | 4 | 11/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 10/30/1998 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Raymond Marcellus Cooper | 1884733 | 4 | 10/19/1998 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |