Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew R Garver | 2268601 | 2 | 12/11/1998 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| D. Mark MacGargle | 1017914 | 1 | 12/08/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Frederick Patrick Pierce | 2375874 | 2 | 12/03/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Steven Harlen Levine | 1632453 | 1 | 11/27/1998 | Customer Dispute | Denied | $144,000.00 | $0.00 | See FINRA Report |
| Daniel P Crady | 2856763 | 1 | 11/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Paul Newman | 1101109 | 2 | 11/25/1998 | Customer Dispute | Withdrawn | $84,000.00 | $0.00 | See FINRA Report |
| Robert Alan Harmelin | 237238 | 2 | 11/24/1998 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Alex Muscati | 2311373 | 8 | 11/23/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Marks Spiro | 1280994 | 3 | 11/20/1998 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Gregory William Kennedy | 1882220 | 5 | 11/19/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |