Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Charles Bell | 4611881 | 1 | 01/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lori Lynne Dello Russo | 3040160 | 2 | 01/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank A Roccisano | 2418867 | 2 | 01/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ardaches Peltekian | 4593386 | 1 | 12/31/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Russell Legg | 2123916 | 1 | 12/23/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregg William Gravenstine | 1762521 | 4 | 12/23/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joshua James Meek | 5408235 | 1 | 12/17/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David D Doll | 2044885 | 1 | 12/15/1998 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Jason Barrett Haberman | 2425329 | 2 | 12/15/1998 | Customer Dispute | Denied | $13,040.00 | $0.00 | See FINRA Report |
| Donald A Caron | 1862735 | 1 | 12/14/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |