Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Charles Daugherty | 2463445 | 2 | 02/08/1999 | Customer Dispute | Award / Judgment | $120,000.00 | $55,000.00 | See FINRA Report |
| Sarah H McGrane | 2244674 | 1 | 02/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ty Jeremy Smith | 2923243 | 1 | 01/22/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Drewes Smith | 2122890 | 1 | 01/20/1999 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Gerald James Ferrante | 1031763 | 4 | 01/19/1999 | Customer Dispute | Settled | $880,000.00 | $0.00 | See FINRA Report |
| Robert Davidson Correll | 1663972 | 1 | 01/17/1999 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |
| Raymond J Ruiz | 1947190 | 3 | 01/15/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Deckas | 725221 | 2 | 01/15/1999 | Customer Dispute | Settled | $443,000.00 | $0.00 | See FINRA Report |
| Edward Howard Perkins | 1304417 | 1 | 01/07/1999 | Customer Dispute | Award / Judgment | $199,982.00 | $100,000.00 | See FINRA Report |
| Theodore Scott Fleming | 1692432 | 3 | 01/06/1999 | Customer Dispute | Settled | $76,000.00 | $0.00 | See FINRA Report |