Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denise R Cary | 2882908 | 1 | 01/29/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Edward Adams | 4431866 | 2 | 01/25/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul J Abeln | 5979096 | 4 | 01/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennice I Carter | 5228931 | 1 | 01/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Agnes Fowler | 7477733 | 2 | 01/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Michael Maguire | 5069359 | 4 | 01/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Trevor Paul Shephard | 6162536 | 1 | 01/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robin Sung Park | 6618320 | 1 | 01/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Autumn S Gleave | 6715010 | 3 | 01/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Bernard Stith | 5293357 | 1 | 01/02/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |