Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John M Grazioli | 2227238 | 1 | 05/21/1999 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |
| Aaron Edelman | 1283876 | 3 | 05/21/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Gary Bohrer | 25040 | 1 | 05/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Goodwin | 2085809 | 6 | 05/18/1999 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Charles Sylvester West | 2397951 | 1 | 05/12/1999 | Customer Dispute | Settled | $1,500.00 | $0.00 | See FINRA Report |
| Edward William Spiegel | 2309889 | 2 | 05/11/1999 | Customer Dispute | Settled | $51,418.00 | $0.00 | See FINRA Report |
| Stephen Starling Vise | 455052 | 1 | 05/10/1999 | Customer Dispute | Closed-No Action | $35,124.80 | $0.00 | See FINRA Report |
| Steven Prumo | 2639922 | 3 | 05/10/1999 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Craig Charles Benell | 1334727 | 1 | 05/10/1999 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 05/07/1999 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |