Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Robert Napoleon | 1493708 | 5 | 06/11/1999 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ronald Dennis Rosenzweig | 1203064 | 2 | 06/10/1999 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| J Michael Powell | 817569 | 1 | 06/08/1999 | Customer Dispute | Denied | $63,460.00 | $0.00 | See FINRA Report |
| Patrick M Petsche | 1973232 | 1 | 06/08/1999 | Customer Dispute | Award / Judgment | $121,137.00 | $26,905.00 | See FINRA Report |
| Arnold Murray Peskin | 360889 | 6 | 06/08/1999 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| James Michael Goodwin | 2085809 | 6 | 06/08/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Craig Steven Pastolove | 2391247 | 2 | 06/08/1999 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Rosita Dy Kaufman | 1402522 | 2 | 06/07/1999 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Arnold Murray Peskin | 360889 | 6 | 06/04/1999 | Customer Dispute | Settled | $430,561.00 | $0.00 | See FINRA Report |
| James David Garrity | 2005714 | 1 | 06/03/1999 | Customer Dispute | Settled | $442,740.00 | $0.00 | See FINRA Report |