Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drew Cameron Case | 6683589 | 1 | 02/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Pompan | 4141132 | 2 | 02/22/2021 | Customer Dispute | Denied | $220,000.00 | $0.00 | See FINRA Report |
| Marshall Maximilian Grant | 2138912 | 2 | 02/22/2021 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Amy Elizabeth Riggs | 5226256 | 1 | 02/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Rosenthal Leggat | 6598772 | 1 | 02/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Vincent Pucciarelli | 731754 | 2 | 02/11/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Cristiano Tempo Castellini | 2954284 | 3 | 02/09/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Peter Wroblewski | 6158332 | 3 | 02/03/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald C Fung | 1819987 | 1 | 02/03/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Christopher Lovell | 5975704 | 3 | 02/02/2021 | Customer Dispute | Denied | $5,139.72 | $0.00 | See FINRA Report |