Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gillian E Anthony | 3224446 | 5 | 03/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Felipe Herrera | 5092033 | 1 | 03/12/2021 | Customer Dispute | Final | $2,000,000.00 | $0.00 | See FINRA Report |
| Karen Norma Bishop | 3066860 | 1 | 03/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica E Lamountain | 5695495 | 5 | 03/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica E Lamountain | 5695495 | 5 | 03/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Harsh B Jayaswal | 5132334 | 4 | 03/08/2021 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Charles Roosevelt Major | 5965087 | 1 | 03/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David William Jack | 2415526 | 11 | 02/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David William Jack | 2415526 | 11 | 02/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linh Nguyen | 7305836 | 3 | 02/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |