Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawonda J Robinson | 2470553 | 1 | 04/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Larriva Rojas | 1124745 | 1 | 04/06/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon T Simmons | 7441338 | 2 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David William Jack | 2415526 | 11 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Marin | 4274808 | 1 | 03/25/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Borami Yoon | 6864788 | 2 | 03/25/2021 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Ramsey B Heredia | 6897357 | 3 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramsey B Heredia | 6897357 | 3 | 03/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Kennedy | 5087483 | 1 | 03/19/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ramsey B Heredia | 6897357 | 3 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |