Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vidarshana S Fernando | 7269124 | 1 | 04/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Lynn Kono | 6160845 | 2 | 04/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Charles Scott | 5553385 | 1 | 04/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nesma G Elshahed | 7696497 | 3 | 04/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Allen Payne | 1282970 | 1 | 04/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angela Louise Denham | 2015991 | 1 | 04/23/2021 | Customer Dispute | Final | $50,000.00 | $0.00 | See FINRA Report |
| Mandisa T Ricks | 7459927 | 1 | 04/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariel A Cruz | 7312857 | 1 | 04/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emilio Mejia Gancayco Jr | 3146687 | 1 | 04/09/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Jay Sherman | 2136218 | 2 | 04/09/2021 | Customer Dispute | Settled | $259,743.00 | $0.00 | See FINRA Report |