Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Harold Jonah | 1230658 | 4 | 05/21/2021 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| John A Manzatt | 5329552 | 1 | 05/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Lynn Bieger | 6031071 | 1 | 05/18/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carol Lynn Meyer | 1210357 | 1 | 05/13/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Erica E Lamountain | 5695495 | 5 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica E Lamountain | 5695495 | 5 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Lynn Kono | 6160845 | 2 | 04/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David William Jack | 2415526 | 11 | 04/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bethany A Miller | 6771397 | 1 | 04/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren R Luby | 6562907 | 2 | 04/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |