Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd John Mulligan | 5178269 | 1 | 06/25/2021 | Customer Dispute | Award / Judgment | $972,124.00 | $0.00 | See FINRA Report |
| Mark Eric Dahl | 1752344 | 1 | 06/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karin Lynn Longhurst | 2150662 | 1 | 06/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shane L Richardson | 4840327 | 7 | 06/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joy Daye Northam | 2192007 | 4 | 06/07/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Khawaja Haris Saeed | 7555422 | 3 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nesma G Elshahed | 7696497 | 3 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Carroll | 1306479 | 2 | 05/26/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Silva | 7437862 | 4 | 05/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Taylor Keeney Frucce | 5151117 | 1 | 05/24/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |