Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Ryan Peterson | 4556938 | 1 | 07/22/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Crain | 1425705 | 1 | 07/22/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gillian E Anthony | 3224446 | 5 | 07/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal A Teicher | 2577522 | 5 | 07/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Khawaja Haris Saeed | 7555422 | 3 | 07/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Scott Watkins | 1509883 | 1 | 07/01/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew C Henning | 6151337 | 1 | 06/30/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Errol Kenneth Furst | 1905685 | 2 | 06/29/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Walter Wells | 3053517 | 6 | 06/27/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lisa Kibbe Matthews | 1928059 | 1 | 06/25/2021 | Customer Dispute | Award / Judgment | $972,124.00 | $0.00 | See FINRA Report |