Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Michael Gallea | 713980 | 5 | 10/14/2022 | Customer Dispute | Denied | $1,315,300.00 | $0.00 | See FINRA Report |
| Corey Jon Engelhard | 2788550 | 4 | 10/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Peter Seminara | 2785718 | 1 | 10/06/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Allen Cook | 3159487 | 1 | 10/06/2022 | Customer Dispute | Denied | $375,000.00 | $0.00 | See FINRA Report |
| Steven Paul Wurzer | 2429427 | 1 | 10/05/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Demetrius D Howard | 7487233 | 2 | 10/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sophie M Carnegie | 6303354 | 3 | 09/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin J McArthur | 5234661 | 4 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin J McArthur | 5234661 | 4 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin J McArthur | 5234661 | 4 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |