Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linh Nguyen | 7305836 | 3 | 09/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell M Tordjman | 2689326 | 2 | 09/24/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Atkinson Lobb II | 848408 | 1 | 09/20/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chazius D Stephens | 7249826 | 1 | 09/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gillian E Anthony | 3224446 | 5 | 09/17/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jacob Gershon Shapira | 1890969 | 6 | 09/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Andrew Rochester | 2128760 | 2 | 09/03/2021 | Customer Dispute | Award / Judgment | $1,238,520.00 | $0.00 | See FINRA Report |
| Wilbur P Barber | 7537045 | 1 | 09/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shane L Richardson | 4840327 | 7 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shane L Richardson | 4840327 | 7 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |