Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul A Saldana | 4137683 | 1 | 10/28/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Stuart Mandel | 1970104 | 2 | 10/21/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David J Chapin | 6571387 | 1 | 10/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alina Leganoa | 5035983 | 1 | 10/20/2021 | Customer Dispute | Denied | $229,703.00 | $0.00 | See FINRA Report |
| Ron Keith Phillips | 2823393 | 6 | 10/14/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Patrick Nii Nartey | 7203206 | 1 | 10/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Andrew Young | 7341972 | 1 | 10/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael W Harris | 4583835 | 1 | 10/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lindsay Lynn Rodriguez | 7297559 | 2 | 10/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren R Luby | 6562907 | 2 | 10/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |