Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William E Newman | 5247195 | 2 | 12/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Randall Lehnertz | 2287146 | 2 | 12/03/2021 | Customer Dispute | Denied | $5,000,000.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 12/03/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Craig Bonds | 1867556 | 5 | 12/03/2021 | Customer Dispute | Denied | $5,000,000.00 | $0.00 | See FINRA Report |
| Lindsay Lynn Rodriguez | 7297559 | 2 | 11/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caroline Stephanie Ignacio | 6308817 | 1 | 11/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy G Jennings | 4553681 | 1 | 11/09/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy Daniel Budd | 34635 | 2 | 11/08/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Sarai Ordonez | 7656595 | 1 | 11/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nesma G Elshahed | 7696497 | 3 | 10/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |