Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff S Mash | 1296714 | 11 | 12/28/2021 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| Cynthia Garza | 5686940 | 1 | 12/27/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark John Brennan | 1804302 | 19 | 12/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Albert Assalone | 1543828 | 1 | 12/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael W Butt | 1719917 | 1 | 12/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christine Musso Kuhn | 4517816 | 5 | 12/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Johnson | 2922680 | 1 | 12/10/2021 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Marquee Daneen Smith | 2765252 | 4 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar I Limones | 7062528 | 3 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah M Ingmanson Battaglia | 4839751 | 1 | 12/07/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |