Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert N Newman | 4237176 | 7 | 02/24/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jacob Arthur Lifferth | 5913868 | 3 | 02/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Hollander | 1197025 | 1 | 02/17/2022 | Customer Dispute | Award / Judgment | $2,500,000.00 | $200,000.00 | See FINRA Report |
| David William Lewis | 1175193 | 5 | 02/15/2022 | Customer Dispute | Settled | $44,342.00 | $0.00 | See FINRA Report |
| David William Lewis | 1175193 | 5 | 02/15/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dean H Miller | 6259478 | 1 | 02/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy W Aadalen | 1862011 | 4 | 02/03/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Lynn Lucas | 4189907 | 1 | 02/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keishara Kyllie-Leigh Colby | 6815524 | 7 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David William Jack | 2415526 | 11 | 01/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |