Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeronimo Eduardo Del Villar | 6162284 | 1 | 03/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Taylor K Bingham | 6651333 | 1 | 03/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence William Catena | 2037155 | 2 | 03/24/2022 | Customer Dispute | Settled | $1,625,990.00 | $0.00 | See FINRA Report |
| Victorea M Smith | 7658150 | 3 | 03/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Heffron | 5369715 | 1 | 03/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ana Karen Delgadillo | 7491014 | 1 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Hartman | 2463459 | 2 | 03/16/2022 | Customer Dispute | Denied | $99,485.80 | $0.00 | See FINRA Report |
| Shu Zhang | 5375474 | 1 | 03/14/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark John Brennan | 1804302 | 19 | 03/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Francis Higgins | 2016375 | 1 | 03/08/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |