Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Michael Pidgeon | 5952532 | 1 | 04/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathleen Lee Champion | 7493236 | 2 | 04/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Richardson | 1703320 | 1 | 04/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Jo Snyder | 6249380 | 2 | 04/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Bernhard Warnecke | 2892846 | 2 | 04/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Alberto Maldonado | 4794530 | 1 | 04/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ron Keith Phillips | 2823393 | 6 | 04/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ioulia Sergeyevna Nikiforova | 6211983 | 1 | 04/01/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Jennifer Ann Ziegler | 5222646 | 1 | 03/29/2022 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Santiago Rafael Hernandez Garcia | 6362515 | 1 | 03/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |