Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Cassa | 2575236 | 2 | 06/10/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sabrina M Kelly | 4609281 | 3 | 06/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Pavelski | 1843721 | 4 | 06/06/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jason Anthony Shumway | 6281507 | 1 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barbara Blackwood | 7328570 | 1 | 05/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory Hugh Cousins | 2150397 | 2 | 05/23/2024 | Customer Dispute | Denied | $231,414.00 | $0.00 | See FINRA Report |
| James Michael Moriarity | 2263987 | 1 | 05/21/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Richard Sophia | 3222645 | 5 | 05/21/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Kailen Elizabeth Gildersleeve Denton | 5287978 | 1 | 05/15/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Gary Luther Brahler | 2682230 | 3 | 05/13/2024 | Customer Dispute | Denied | $13,554.00 | $0.00 | See FINRA Report |