Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence William Catena | 2037155 | 2 | 05/10/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Khawaja Haris Saeed | 7555422 | 3 | 05/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Drew Randall Pickard | 2387742 | 5 | 05/09/2022 | Customer Dispute | Settled | $5,200.00 | $0.00 | See FINRA Report |
| Gregory Hugh Cousins | 2150397 | 2 | 05/06/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Julian B Gurule | 6914363 | 2 | 05/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Mark Furlong | 2860447 | 2 | 05/02/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Gallea | 713980 | 4 | 04/26/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roderick Charles Webb | 2900383 | 3 | 04/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Prange Krawitt | 2333128 | 3 | 04/26/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Rachelle Ann West | 7003829 | 3 | 04/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |